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RBC Capital Markets, LLC

Headquarter

Company Details

Name: RBC Capital Markets, LLC
Jurisdiction: Minnesota
Legal type: Limited Liability Company (Domestic)
Status: Active / In Good Standing
Date formed: 01 Nov 2010 (14 years ago)
Company Number: fe8fa5c0-bad4-e011-a886-001ec94ffe7f
File Number: 4043270-2
Mailing Address: 200 Vessey Str 5th Flr, Three Wold Financial Center, New York, NY 10281, USA
Registered Office Address: 2780 Snelling Avenue N, Suite 101, Roseville, MN 55113, USA
Principal Executive Office Address: FL 5 THREE WORLD FINANCIAL CENTER, 200 VESEY ST, NEW YORK, NY 10281–5519, USA
ZIP code: 55113
County: Ramsey County
Place of Formation: Minnesota

Links between entities

Type Company Name Company Number State
Headquarter of RBC Capital Markets, LLC, MISSISSIPPI 1455583 MISSISSIPPI
Headquarter of RBC Capital Markets, LLC, FLORIDA M10000004906 FLORIDA
Headquarter of RBC Capital Markets, LLC, RHODE ISLAND 000557841 RHODE ISLAND
Headquarter of RBC Capital Markets, LLC, ALASKA 10000263 ALASKA
Headquarter of RBC Capital Markets, LLC, ALABAMA 000-620-668 ALABAMA
Headquarter of RBC Capital Markets, LLC, NEW YORK 4016270 NEW YORK
Headquarter of RBC Capital Markets, LLC, KENTUCKY 0774953 KENTUCKY
Headquarter of RBC Capital Markets, LLC, COLORADO 19981086069 COLORADO
Headquarter of RBC Capital Markets, LLC, CONNECTICUT 1019776 CONNECTICUT
Headquarter of RBC Capital Markets, LLC, IDAHO 302560 IDAHO
Headquarter of RBC Capital Markets, LLC, IDAHO 593138 IDAHO
Headquarter of RBC Capital Markets, LLC, ILLINOIS LLC_03356892 ILLINOIS

Central Index Key

CIK number Mailing Address Business Address Phone
50916 60 SOUTH 6TH STREET, MINNEAPOLIS, MN, 55402 200 VESEY STREET, NEW YORK, NY, 10281 612-313-6330

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Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-07-31

Form type MA-I
File number 868-04312
Filing date 2014-07-31
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Filings since 2014-05-09

Form type 13F-NT
File number 028-04069
Filing date 2014-05-09
Reporting date 2014-03-31
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Form type 13F-NT
File number 028-04069
Filing date 2014-02-14
Reporting date 2013-12-31
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Form type 13F-NT
File number 028-04069
Filing date 2013-11-12
Reporting date 2013-09-30
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Filings since 2013-08-09

Form type 13F-NT
File number 028-04069
Filing date 2013-08-09
Reporting date 2013-06-30
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Filings since 2013-05-13

Form type 13F-NT
File number 028-04069
Filing date 2013-05-13
Reporting date 2013-03-31
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Filings since 2013-02-14

Form type 13F-NT
File number 028-04069
Filing date 2013-02-14
Reporting date 2012-12-31
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Filings since 2012-11-14

Form type 13F-NT
File number 028-04069
Filing date 2012-11-14
Reporting date 2012-09-30
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Filings since 2012-08-14

Form type 13F-NT
File number 028-04069
Filing date 2012-08-14
Reporting date 2012-06-30
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Filings since 2012-05-14

Form type 13F-NT
File number 028-04069
Filing date 2012-05-14
Reporting date 2012-03-31
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Form type 13F-NT
File number 028-04069
Filing date 2012-02-13
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Form type 13F-NT
File number 028-04069
Filing date 2011-11-14
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Filings since 2011-08-15

Form type 13F-NT
File number 028-04069
Filing date 2011-08-15
Reporting date 2011-06-30
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Filings since 2011-05-16

Form type 13F-NT
File number 028-04069
Filing date 2011-05-16
Reporting date 2011-03-31
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Filings since 2011-02-14

Form type 13F-NT
File number 028-04069
Filing date 2011-02-14
Reporting date 2010-12-31
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Filings since 2010-11-12

Form type 13F-HR
File number 028-04069
Filing date 2010-11-12
Reporting date 2010-09-30
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Filings since 2010-08-16

Form type 13F-NT
File number 028-04069
Filing date 2010-08-16
Reporting date 2010-06-30
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Filings since 2010-05-17

Form type 13F-NT/A
File number 028-04069
Filing date 2010-05-17
Reporting date 2010-03-31
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Filings since 2010-05-17

Form type 13F-NT
File number 028-04069
Filing date 2010-05-17
Reporting date 2010-03-31
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Filings since 2010-02-16

Form type 13F-NT
File number 028-04069
Filing date 2010-02-16
Reporting date 2009-12-31
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Filings since 2009-12-07

Form type 13F-HR/A
File number 028-04069
Filing date 2009-12-07
Reporting date 2009-09-30
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Filings since 2009-11-13

Form type 13F-HR
File number 028-04069
Filing date 2009-11-13
Reporting date 2009-09-30
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Filings since 2009-08-14

Form type 13F-HR
File number 028-04069
Filing date 2009-08-14
Reporting date 2009-06-30
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Filings since 2009-07-09

Form type APP ORDR
File number 812-13663
Filing date 2009-07-09
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Filings since 2009-06-26

Form type 40-APP/A
File number 812-13663
Filing date 2009-06-26
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Filings since 2009-06-10

Form type NO ACT
File number 002-45422
Filing date 2009-06-10
Reporting date 2009-06-09
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Filings since 2009-06-10

Form type APP NTC
File number 812-13663
Filing date 2009-06-10
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Filings since 2009-06-03

Form type 40-APP
File number 812-13663
Filing date 2009-06-03
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Filings since 2009-05-14

Form type 13F-HR
File number 028-04069
Filing date 2009-05-14
Reporting date 2009-03-31
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Filings since 2009-02-17

Form type 13F-HR
File number 028-04069
Filing date 2009-02-17
Reporting date 2008-12-31
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Filings since 2008-11-14

Form type 13F-HR
File number 028-04069
Filing date 2008-11-14
Reporting date 2008-09-30
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Filings since 2008-11-14

Form type 13F-HR/A
File number 028-04069
Filing date 2008-11-14
Reporting date 2008-06-30
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Filings since 2008-11-14

Form type 13F-HR/A
File number 028-04069
Filing date 2008-11-14
Reporting date 2008-03-31
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Filings since 2008-08-14

Form type 13F-HR
File number 028-04069
Filing date 2008-08-14
Reporting date 2008-06-30
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Filings since 2008-05-14

Form type 13F-HR
File number 028-04069
Filing date 2008-05-14
Reporting date 2008-03-31
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Filings since 2008-01-31

Form type 13F-HR
File number 028-04069
Filing date 2008-01-31
Reporting date 2007-12-31
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Filings since 2007-11-13

Form type 13F-HR
File number 028-04069
Filing date 2007-11-13
Reporting date 2007-09-30
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Filings since 2007-08-03

Form type 13F-HR
File number 028-04069
Filing date 2007-08-03
Reporting date 2007-06-30
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Filings since 2007-05-09

Form type 13F-HR
File number 028-04069
Filing date 2007-05-09
Reporting date 2007-03-31
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Filings since 2007-02-12

Form type 13F-HR
File number 028-04069
Filing date 2007-02-12
Reporting date 2006-12-31
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Filings since 2006-11-08

Form type 13F-HR/A
File number 028-04069
Filing date 2006-11-08
Reporting date 2006-09-30
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Filings since 2006-11-06

Form type 13F-HR
File number 028-04069
Filing date 2006-11-06
Reporting date 2006-09-30
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Filings since 2006-08-11

Form type 13F-HR
File number 028-04069
Filing date 2006-08-11
Reporting date 2006-06-30
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Filings since 2006-05-15

Form type 13F-HR
File number 028-04069
Filing date 2006-05-15
Reporting date 2006-03-31
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Filings since 2006-02-14

Form type 13F-HR
File number 028-04069
Filing date 2006-02-14
Reporting date 2005-12-31
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Filings since 2005-11-14

Form type 13F-HR
File number 028-04069
Filing date 2005-11-14
Reporting date 2005-09-30
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Filings since 2005-08-11

Form type 13F-HR
File number 028-04069
Filing date 2005-08-11
Reporting date 2005-06-30
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Filings since 2005-05-20

Form type 13F-HR/A
File number 028-04069
Filing date 2005-05-20
Reporting date 2005-03-31
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Filings since 2005-05-12

Form type 13F-HR
File number 028-04069
Filing date 2005-05-12
Reporting date 2005-03-31
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Filings since 2005-02-14

Form type 13F-HR
File number 028-04069
Filing date 2005-02-14
Reporting date 2004-12-31
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Filings since 2004-11-12

Form type 13F-HR
File number 028-04069
Filing date 2004-11-12
Reporting date 2004-09-30
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Filings since 2004-08-12

Form type 13F-HR
File number 028-04069
Filing date 2004-08-12
Reporting date 2004-06-30
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Filings since 2004-05-12

Form type 13F-HR
File number 028-04069
Filing date 2004-05-12
Reporting date 2004-03-31
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Filings since 2004-02-13

Form type 13F-HR
File number 028-04069
Filing date 2004-02-13
Reporting date 2003-12-31
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Filings since 2003-11-04

Form type 13F-HR
File number 028-04069
Filing date 2003-11-04
Reporting date 2003-09-30
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Filings since 2003-08-06

Form type 13F-HR
File number 028-04069
Filing date 2003-08-06
Reporting date 2003-06-30
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Filings since 2003-05-14

Form type 13F-HR
File number 028-04069
Filing date 2003-05-14
Reporting date 2003-03-31
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Filings since 2003-02-14

Form type 13F-HR
File number 028-04069
Filing date 2003-02-14
Reporting date 2002-12-31
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Filings since 2002-10-21

Form type 13F-HR
File number 028-04069
Filing date 2002-10-21
Reporting date 2002-09-30
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Filings since 2002-08-02

Form type 13F-HR
File number 028-04069
Filing date 2002-08-02
Reporting date 2002-06-30
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Filings since 2002-05-02

Form type 13F-HR
File number 028-04069
Filing date 2002-05-02
Reporting date 2002-03-31
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Filings since 2002-02-04

Form type 13F-HR
File number 028-04069
Filing date 2002-02-04
Reporting date 2001-12-31
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Filings since 2001-10-17

Form type 13F-HR
File number 028-04069
Filing date 2001-10-17
Reporting date 2001-09-30
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Filings since 2001-07-25

Form type 13F-HR
File number 028-04069
Filing date 2001-07-25
Reporting date 2001-06-30
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Filings since 2001-05-25

Form type 13F-HR/A
File number 028-04069
Filing date 2001-05-25
Reporting date 2001-03-31
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Filings since 2001-04-23

Form type 13F-HR
File number 028-04069
Filing date 2001-04-23
Reporting date 2001-03-31
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Filings since 2001-02-01

Form type SC 13G
File number 005-18468
Filing date 2001-02-01
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Filings since 2001-01-10

Form type 15-15D
File number 002-45422
Filing date 2001-01-10
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Filings since 2001-01-09

Form type 13F-HR
File number 028-04069
Filing date 2001-01-09
Reporting date 2000-12-31
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Filings since 2000-12-12

Form type DEFA14A
File number 001-08186
Filing date 2000-12-12
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Filings since 2000-12-08

Form type DEFM14A
File number 001-08186
Filing date 2000-12-08
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Filings since 2000-11-28

Form type 8-K
File number 001-08186
Filing date 2000-11-28
Reporting date 2000-11-27
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Filings since 2000-11-22

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File number 001-08186
Filing date 2000-11-22
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Filings since 2000-11-15

Form type DEFA14A
File number 001-08186
Filing date 2000-11-15
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Filings since 2000-11-13

Form type 10-Q
File number 001-08186
Filing date 2000-11-13
Reporting date 2000-09-30
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Filings since 2000-10-31

Form type DEFA14A
File number 001-08186
Filing date 2000-10-31
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Filings since 2000-10-31

Form type DEFA14A
File number 001-08186
Filing date 2000-10-31
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Filings since 2000-10-30

Form type 8-K
File number 001-08186
Filing date 2000-10-30
Reporting date 2000-10-30
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Filings since 2000-10-23

Form type 13F-HR
File number 028-04069
Filing date 2000-10-23
Reporting date 2000-09-30
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Filings since 2000-10-23

Form type DEFA14A
File number 001-08186
Filing date 2000-10-23
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Filings since 2000-10-20

Form type 8-K
File number 001-08186
Filing date 2000-10-20
Reporting date 2000-10-18
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Filings since 2000-10-18

Form type PREM14A
File number 001-08186
Filing date 2000-10-18
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Filings since 2000-10-16

Form type DEFA14A
File number 001-08186
Filing date 2000-10-16
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Filings since 2000-10-10

Form type DEFA14A
File number 001-08186
Filing date 2000-10-10
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Filings since 2000-09-29

Form type 8-K
File number 001-08186
Filing date 2000-09-29
Reporting date 2000-09-27
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Filings since 2000-09-28

Form type 8-K
File number 001-08186
Filing date 2000-09-28
Reporting date 2000-09-27
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Filings since 2000-09-28

Form type DEFA14A
File number 001-08186
Filing date 2000-09-28
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Filings since 2000-09-05

Form type SC 13G/A
Filing date 2000-09-05
File View File

Filings since 2000-08-11

Form type 10-Q
File number 001-08186
Filing date 2000-08-11
Reporting date 2000-06-30
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Filings since 2000-08-10

Form type SC 13G/A
Filing date 2000-08-10
File View File

Filings since 2000-07-31

Form type 13F-HR
File number 028-04069
Filing date 2000-07-31
Reporting date 2000-06-30
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Filings since 2000-07-10

Form type SC 13G
Filing date 2000-07-10
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Filings since 2000-06-30

Form type 10-K405/A
File number 001-08186
Filing date 2000-06-30
Reporting date 1999-12-31
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Filings since 2000-05-26

Form type S-8
File number 333-37942
Filing date 2000-05-26

Filings since 2000-05-10

Form type 10-Q
File number 001-08186
Filing date 2000-05-10
Reporting date 2000-03-31

Filings since 2000-04-18

Form type 13F-HR
File number 028-04069
Filing date 2000-04-18
Reporting date 2000-03-31

Filings since 2000-03-24

Form type DEF 14A
File number 001-08186
Filing date 2000-03-24
Reporting date 2000-04-27

Filings since 2000-03-17

Form type 10-K405
File number 001-08186
Filing date 2000-03-17
Reporting date 1999-12-31

Filings since 2000-01-12

Form type 13F-HR
File number 028-04069
Filing date 2000-01-12
Reporting date 1999-12-31

Filings since 1999-12-13

Form type 8-K
File number 001-08186
Filing date 1999-12-13
Reporting date 1999-12-10

Filings since 1999-11-19

Form type 8-K
File number 001-08186
Filing date 1999-11-19
Reporting date 1999-11-18

Filings since 1999-11-15

Form type 10-Q
File number 001-08186
Filing date 1999-11-15
Reporting date 1999-09-30

Filings since 1999-11-02

Form type 13F-HR
File number 028-04069
Filing date 1999-11-02
Reporting date 1999-09-30

Filings since 1999-08-18

Form type 13F-HR
File number 028-04069
Filing date 1999-08-18
Reporting date 1999-06-30

Filings since 1999-08-13

Form type 10-Q
File number 001-08186
Filing date 1999-08-13
Reporting date 1999-06-30

Filings since 1999-06-29

Form type 10-K405/A
File number 001-08186
Filing date 1999-06-29
Reporting date 1998-12-31

Filings since 1999-05-17

Form type 10-Q
File number 001-08186
Filing date 1999-05-17
Reporting date 1999-03-31

Filings since 1999-05-11

Form type 13F-HR
File number 028-04069
Filing date 1999-05-11
Reporting date 1999-03-31

Filings since 1999-04-09

Form type 8-K
File number 001-08186
Filing date 1999-04-09
Reporting date 1999-04-09

Filings since 1999-03-24

Form type DEF 14A
File number 001-08186
Filing date 1999-03-24
Reporting date 1999-04-27

Filings since 1999-03-18

Form type 10-K405
File number 001-08186
Filing date 1999-03-18
Reporting date 1998-12-31

Filings since 1999-02-10

Form type SC 13G/A
File number 005-18468
Filing date 1999-02-10

Filings since 1998-12-04

Form type 8-K
File number 001-08186
Filing date 1998-12-04
Reporting date 1998-12-03

Filings since 1998-11-13

Form type 10-Q
File number 001-08186
Filing date 1998-11-13
Reporting date 1998-09-30

Filings since 1998-08-14

Form type 10-Q
File number 001-08186
Filing date 1998-08-14
Reporting date 1998-06-30

Filings since 1998-06-26

Form type 10-K/A
File number 001-08186
Filing date 1998-06-26
Reporting date 1997-12-31

Filings since 1998-06-12

Form type S-3/A
File number 333-53851
Filing date 1998-06-12

Filings since 1998-06-02

Form type 15-15D
File number 002-45422
Filing date 1998-06-02

Filings since 1998-06-02

Form type 15-15D
File number 002-45422
Filing date 1998-06-02

Filings since 1998-05-28

Form type S-3
File number 333-53851
Filing date 1998-05-28

Filings since 1998-05-27

Form type 10-Q/A
File number 001-08186
Filing date 1998-05-27
Reporting date 1998-03-31

Filings since 1998-05-15

Form type 10-Q
File number 001-08186
Filing date 1998-05-15
Reporting date 1998-03-31

Filings since 1998-05-14

Form type 8-K/A
File number 001-08186
Filing date 1998-05-14
Reporting date 1998-03-31

Filings since 1998-04-15

Form type 8-K
File number 001-08186
Filing date 1998-04-15
Reporting date 1998-03-31

Filings since 1998-03-30

Form type DEF 14A
File number 001-08186
Filing date 1998-03-30
Reporting date 1998-03-30

Filings since 1998-03-18

Form type 10-K405
File number 001-08186
Filing date 1998-03-18
Reporting date 1997-12-31

Filings since 1998-03-12

Form type PRE 14A
File number 001-08186
Filing date 1998-03-12
Reporting date 1998-03-30

Filings since 1998-02-10

Form type SC 13G
File number 005-18468
Filing date 1998-02-10

Filings since 1998-02-10

Form type 8-K
File number 001-08186
Filing date 1998-02-10
Reporting date 1998-02-05

Filings since 1998-01-06

Form type 8-K
File number 001-08186
Filing date 1998-01-06
Reporting date 1998-01-02

Filings since 1997-12-11

Form type 8-K
File number 001-08186
Filing date 1997-12-11
Reporting date 1997-12-09

Filings since 1997-11-13

Form type 10-Q
File number 001-08186
Filing date 1997-11-13
Reporting date 1997-09-30

Filings since 1997-10-15

Form type 8-K
File number 001-08186
Filing date 1997-10-15
Reporting date 1997-10-14

Filings since 1997-08-14

Form type 10-Q
File number 001-08186
Filing date 1997-08-14
Reporting date 1997-06-30

Filings since 1997-06-27

Form type 10-K405/A
File number 001-08186
Filing date 1997-06-27
Reporting date 1996-12-31

Filings since 1997-05-15

Form type 10-Q
File number 001-08186
Filing date 1997-05-15
Reporting date 1997-03-31

Filings since 1997-05-13

Form type S-8
File number 333-26947
Filing date 1997-05-13

Filings since 1997-05-01

Form type 8-K
File number 001-08186
Filing date 1997-05-01
Reporting date 1997-04-30

Filings since 1997-05-01

Form type 8-A12B
File number 001-08186
Filing date 1997-05-01

Filings since 1997-03-26

Form type DEF 14A
File number 001-08186
Filing date 1997-03-26
Reporting date 1997-03-31

Filings since 1997-03-21

Form type 10-K405
File number 001-08186
Filing date 1997-03-21
Reporting date 1996-12-31

Filings since 1997-02-11

Form type SC 13G/A
File number 005-18468
Filing date 1997-02-11

Filings since 1997-02-10

Form type 424B2
File number 333-20487
Filing date 1997-02-10

Filings since 1997-02-10

Form type 8-K
File number 001-08186
Filing date 1997-02-10
Reporting date 1997-02-04

Filings since 1997-02-04

Form type S-3/A
File number 333-20487
Filing date 1997-02-04

Filings since 1997-01-27

Form type S-3
File number 333-20487
Filing date 1997-01-27

Filings since 1997-01-24

Form type S-8 POS
File number 033-39261
Filing date 1997-01-24

Filings since 1996-11-14

Form type 10-Q
File number 001-08186
Filing date 1996-11-14
Reporting date 1996-09-30

Filings since 1996-10-11

Form type 10-Q/A
File number 001-08186
Filing date 1996-10-11
Reporting date 1996-06-30

Filings since 1996-08-14

Form type 10-Q
File number 001-08186
Filing date 1996-08-14
Reporting date 1996-06-30

Filings since 1996-08-09

Form type 8-K
File number 001-08186
Filing date 1996-08-09
Reporting date 1996-08-07

Filings since 1996-06-27

Form type 10-K405/A
File number 001-08186
Filing date 1996-06-27
Reporting date 1995-12-31

Filings since 1996-06-05

Form type 8-K
File number 001-08186
Filing date 1996-06-05
Reporting date 1996-06-04

Filings since 1996-05-14

Form type 10-Q
File number 001-08186
Filing date 1996-05-14
Reporting date 1996-03-31

Filings since 1996-05-06

Form type 8-K
File number 001-08186
Filing date 1996-05-06
Reporting date 1996-05-01

Filings since 1996-05-03

Form type S-8
File number 333-03113
Filing date 1996-05-03

Filings since 1996-04-30

Form type S-8 POS
File number 033-58069
Filing date 1996-04-30

Filings since 1996-04-19

Form type DEFA14A
File number 001-08186
Filing date 1996-04-19

Filings since 1996-03-28

Form type 10-K405
File number 001-08186
Filing date 1996-03-28
Reporting date 1995-12-31

Filings since 1996-03-28

Form type DEF 14A
File number 001-08186
Filing date 1996-03-28
Reporting date 1996-03-28

Filings since 1996-03-18

Form type PRE 14A
File number 001-08186
Filing date 1996-03-18
Reporting date 1996-03-18

Filings since 1996-02-14

Form type SC 13G
File number 005-18468
Filing date 1996-02-14

Filings since 1996-02-02

Form type SC 13G/A
File number 005-18468
Filing date 1996-02-02

Filings since 1995-11-13

Form type 10-Q
File number 001-08186
Filing date 1995-11-13
Reporting date 1995-09-30

Filings since 1995-11-01

Form type 8-K
File number 001-08186
Filing date 1995-11-01
Reporting date 1995-10-31

Filings since 1995-09-28

Form type 8-K
File number 001-08186
Filing date 1995-09-28
Reporting date 1995-09-27

Filings since 1995-08-14

Form type 10-Q
File number 001-08186
Filing date 1995-08-14
Reporting date 1995-06-30

Filings since 1995-06-28

Form type 10-K405/A
File number 001-08186
Filing date 1995-06-28
Reporting date 1994-12-31

Filings since 1995-05-17

Form type 8-K
File number 001-08186
Filing date 1995-05-17
Reporting date 1995-05-02

Filings since 1995-05-15

Form type 10-Q
File number 001-08186
Filing date 1995-05-15
Reporting date 1995-03-31

Filings since 1995-03-27

Form type 10-K405
File number 001-08186
Filing date 1995-03-27
Reporting date 1994-12-31

Filings since 1995-03-21

Form type DEF 14A
File number 001-08186
Filing date 1995-03-21
Reporting date 1995-03-23

Filings since 1995-03-14

Form type S-8
File number 033-58069
Filing date 1995-03-14

Filings since 1995-02-10

Form type SC 13G
File number 005-18468
Filing date 1995-02-10

Filings since 1994-11-14

Form type 10-Q
File number 001-08186
Filing date 1994-11-14
Reporting date 1994-09-30

Filings since 1994-10-14

Form type 8-K
File number 001-08186
Filing date 1994-10-14
Reporting date 1994-09-26

Filings since 1994-08-12

Form type 10-Q
File number 001-08186
Filing date 1994-08-12
Reporting date 1994-06-30

Filings since 1994-08-04

Form type S-8
File number 033-54907
Filing date 1994-08-04

Filings since 1994-06-23

Form type 10-K/A
File number 001-08186
Filing date 1994-06-23
Reporting date 1993-12-31

Filings since 1994-06-21

Form type S-8
File number 033-54223
Filing date 1994-06-21

Filings since 1994-05-13

Form type 10-Q
File number 001-08186
Filing date 1994-05-13
Reporting date 1994-03-31

Filings since 1994-05-02

Form type 8-K
File number 001-08186
Filing date 1994-05-02
Reporting date 1994-04-27

Filings since 1994-03-23

Form type DEF 14A
File number 001-08186
Filing date 1994-03-23
Reporting date 1994-03-24

Filings since 1994-03-22

Form type 10-K
File number 001-08186
Filing date 1994-03-22
Reporting date 1993-12-31

Filings since 1994-02-15

Form type 8-K
File number 001-08186
Filing date 1994-02-15
Reporting date 1994-02-11

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
RBC- U.S.A. RETIREMENT AND SAVINGS PLAN 2009 411228350 2010-07-23 RBC CAPITAL MARKETS 18330
File View Page
Three-digit plan number (PN) 003
Effective date of plan 1973-06-05
Business code 523120
Sponsor’s telephone number 6123712922
Plan sponsor’s mailing address 60 SOUTH SIXTH STREET, MINNEAPOLIS, MN, 55402
Plan sponsor’s address 60 SOUTH SIXTH STREET, MINNEAPOLIS, MN, 55402

Plan administrator’s name and address

Administrator’s EIN 411228350
Plan administrator’s name RBC CAPITAL MARKETS
Plan administrator’s address 60 SOUTH SIXTH STREET, MINNEAPOLIS, MN, 55402
Administrator’s telephone number 6123712922

Number of participants as of the end of the plan year

Active participants 13623
Retired or separated participants receiving benefits 264
Other retired or separated participants entitled to future benefits 4078
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 68
Number of participants with account balances as of the end of the plan year 15992
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 1072

Signature of

Role Plan administrator
Date 2010-07-23
Name of individual signing NDIKUM CHI
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role
Corporation Service Company Agent

Manager

Name Role Address
John Thurlow Manager FL 27, 30 HUDSON ST, JERSEY CITY, NJ 07302–4805, USA

Filing

Filing Name Filing date
Global Registered Office and/or Agent - Limited Liability Company (Domestic) 2024-10-02
Conversion to 322C Due to Statute Mandate – Limited Liability Company (Domestic) 2018-01-01
Registered Office and/or Agent - Limited Liability Company (Domestic) 2015-02-05
Amendment - Limited Liability Company (Domestic) 2011-12-19
Original Filing - Limited Liability Company (Domestic) 2010-11-01
Limited Liability Company (Domestic) Conversion 2010-11-01
Limited Liability Company (Domestic) Business Name (Business Name: RBC Capital Markets, LLC) 2010-11-01

Date of last update: 13 Jan 2025

Sources: Minnesota's Official State Website