THEIS & DOUGHERTY 401(K) PROFIT SHARING PLAN
|
2011
|
411818345
|
2012-06-11
|
THEIS & DOUGHERTY FINANCIAL SERVICES, INC.
|
10
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2007-01-01
|
Business code |
523120
|
Sponsor’s telephone number |
7636824014
|
Plan sponsor’s
address |
103 MARTY DRIVE, SUITE101., BUFFALO, MN, 55313
|
Plan administrator’s name and address
Administrator’s EIN |
411818345 |
Plan administrator’s name |
THEIS & DOUGHERTY FINANCIAL SERVICES, INC. |
Plan administrator’s
address |
103 MARTY DRIVE, SUITE101., BUFFALO, MN, 55313 |
Administrator’s telephone number |
7636824014 |
Signature of
Role |
Plan administrator |
Date |
2012-06-11 |
Name of individual signing |
MICHAEL DOUGHERTY |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2012-06-11 |
Name of individual signing |
MICHAEL DOUGHERTY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
DOUGHERTY & ASSOCIATES FINANCIALS ADVISORS, INC.
|
2011
|
455506530
|
2012-07-12
|
THEIS & DOUGHERTY FINANCIAL SERVICES, INC.
|
10
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2007-01-01
|
Business code |
523120
|
Sponsor’s telephone number |
7636824014
|
Plan sponsor’s
address |
103 MARTY DRIVE, SUITE101., BUFFALO, MN, 55313
|
Plan administrator’s name and address
Administrator’s EIN |
455506530 |
Plan administrator’s name |
THEIS & DOUGHERTY FINANCIAL SERVICES, INC. |
Plan administrator’s
address |
103 MARTY DRIVE, SUITE101., BUFFALO, MN, 55313 |
Administrator’s telephone number |
7636824014 |
Signature of
Role |
Plan administrator |
Date |
2012-07-11 |
Name of individual signing |
MICHAEL DOUGHERTY |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2012-07-12 |
Name of individual signing |
MICHAEL DOUGHERTY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
DOUGHERTY & ASSOCIATES FINANCIALS ADVISORS, INC.
|
2011
|
455506530
|
2012-07-11
|
THEIS & DOUGHERTY FINANCIAL SERVICES, INC.
|
10
|
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2007-01-01
|
Business code |
523120
|
Sponsor’s telephone number |
7636824014
|
Plan sponsor’s
address |
103 MARTY DRIVE, SUITE101., BUFFALO, MN, 55313
|
Plan administrator’s name and address
Administrator’s EIN |
455506530 |
Plan administrator’s name |
THEIS & DOUGHERTY FINANCIAL SERVICES, INC. |
Plan administrator’s
address |
103 MARTY DRIVE, SUITE101., BUFFALO, MN, 55313 |
Administrator’s telephone number |
7636824014 |
Signature of
Role |
Plan administrator |
Date |
2012-07-11 |
Name of individual signing |
MICHAEL DOUGHERTY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
THEIS & DOUGHERTY 401(K) PROFIT SHARING PLAN
|
2010
|
411818345
|
2011-05-25
|
THEIS & DOUGHERTY FINANCIAL SERVICES, INC.
|
12
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2007-01-01
|
Business code |
523120
|
Sponsor’s telephone number |
7636824014
|
Plan sponsor’s
address |
103 MARTY DRIVE, SUITE101., BUFFALO, MN, 55313
|
Plan administrator’s name and address
Administrator’s EIN |
411818345 |
Plan administrator’s name |
THEIS & DOUGHERTY FINANCIAL SERVICES, INC. |
Plan administrator’s
address |
103 MARTY DRIVE, SUITE101., BUFFALO, MN, 55313 |
Administrator’s telephone number |
7636824014 |
Signature of
Role |
Plan administrator |
Date |
2011-05-25 |
Name of individual signing |
MIKE DOUGHERTY |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2011-05-25 |
Name of individual signing |
MIKE DOUGHERTY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
THEIS & DOUGHERTY 401(K) PROFIT SHARING PLAN
|
2009
|
411818345
|
2010-06-24
|
THEIS & DOUGHERTY FINANCIAL SERVICES, INC.
|
9
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2007-01-01
|
Business code |
523120
|
Sponsor’s telephone number |
7636824014
|
Plan sponsor’s
address |
103 MARTY DRIVE, SUITE101., BUFFALO, MN, 55313
|
Plan administrator’s name and address
Administrator’s EIN |
411818345 |
Plan administrator’s name |
THEIS & DOUGHERTY FINANCIAL SERVICES, INC. |
Plan administrator’s
address |
103 MARTY DRIVE, SUITE101., BUFFALO, MN, 55313 |
Administrator’s telephone number |
7636824014 |
Signature of
Role |
Plan administrator |
Date |
2010-06-24 |
Name of individual signing |
MICHAEL DOUGHERTY |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2010-06-24 |
Name of individual signing |
MICHAEL DOUGHERTY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|