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Jim Gerten Financial Advisor

Company Details

Name: Jim Gerten Financial Advisor
Jurisdiction: Minnesota
Legal type: Assumed Name
Status: Inactive
Date formed: 20 Apr 2020 (5 years ago)
Company Number: ee273bcd-5283-ea11-9198-00155d32b905
File Number: 1155194100024
Principal Place of Business Address: 2918 Upper 55th street, IGH, MN 55076, USA
ZIP code: 55076
County: Dakota County
Place of Formation: Minnesota

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
JIM GERTEN FINANCIAL ADVISOR 401(K) PLAN 2022 825272703 2023-10-06 JIM GERTEN FINANCIAL ADVISOR 1
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-07-01
Business code 523900
Sponsor’s telephone number 6514916261
Plan sponsor’s address 2530 UPPER 64TH CRT E, INVER GROVE HEIGHTS, MN, 55076
JIM GERTEN FINANCIAL ADVISOR 401(K) PLAN 2022 825272703 2023-06-27 JIM GERTEN FINANCIAL ADVISOR 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-07-01
Business code 523900
Sponsor’s telephone number 6514916261
Plan sponsor’s address 2530 UPPER 64TH CRT E, INVER GROVE HEIGHTS, MN, 55076
JIM GERTEN FINANCIAL ADVISOR 401(K) PLAN 2021 825272703 2022-07-12 JIM GERTEN FINANCIAL ADVISOR 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-07-01
Business code 523900
Sponsor’s telephone number 6515521172
Plan sponsor’s address 2918 UPPER 55TH STREET, INVER GROVE HEIGHTS, MN, 55076

Signature of

Role Plan administrator
Date 2022-07-12
Name of individual signing JAMES GERTEN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2022-07-12
Name of individual signing JAMES GERTEN
Valid signature Filed with authorized/valid electronic signature
JIM GERTEN FINANCIAL ADVISOR 401(K) PLAN 2020 825272703 2021-05-25 JIM GERTEN FINANCIAL ADVISOR 1
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-07-01
Business code 523900
Sponsor’s telephone number 6515521172
Plan sponsor’s address 2918 UPPER 55TH STREET, INVER GROVE HEIGHTS, MN, 55076

Signature of

Role Plan administrator
Date 2021-05-25
Name of individual signing JAMES GERTEN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2021-05-25
Name of individual signing JAMES GERTEN
Valid signature Filed with authorized/valid electronic signature
JIM GERTEN FINANCIAL ADVISOR 401(K) PLAN 2019 825272703 2020-05-05 JIM GERTEN FINANCIAL ADVISOR 1
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-07-01
Business code 523900
Sponsor’s telephone number 6515521172
Plan sponsor’s address 2918 UPPER 55TH STREET, INVER GROVE HEIGHTS, MN, 55076

Signature of

Role Plan administrator
Date 2020-05-05
Name of individual signing JAMES GERTEN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-05-05
Name of individual signing JAMES GERTEN
Valid signature Filed with authorized/valid electronic signature
JIM GERTEN FINANCIAL ADVISOR 401(K) PLAN 2018 825272703 2019-07-30 JIM GERTEN FINANCIAL ADVISOR 1
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-07-01
Business code 523900
Sponsor’s telephone number 6515521172
Plan sponsor’s address 2918 UPPER 55TH STREET, INVER GROVE HEIGHTS, MN, 55076

Signature of

Role Plan administrator
Date 2019-07-30
Name of individual signing JAMES GERTEN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2019-07-30
Name of individual signing JAMES GERTEN
Valid signature Filed with authorized/valid electronic signature

Aplicant

Name Role Address
James M Gerten Aplicant 2918 Upper 55th str, IGH, MN 55076

Filing

Filing Name Filing date
Administrative Expiration - Assumed Name 2022-01-27
Original Filing - Assumed Name (Business Name: Jim Gerten Financial Advisor) 2020-04-20

Date of last update: 27 Sep 2024

Sources: Minnesota's Official State Website