| Name: | Lake Street Capital Markets, LLC |
| Jurisdiction: | Minnesota |
| Legal type: | Limited Liability Company (Domestic) |
| Status: | Active / In Good Standing |
| Date formed: | 07 May 2012 (13 years ago) |
| Company Number: | ca0aac6e-2599-e111-afc0-001ec94ffe7f |
| File Number: | 487672300036 |
| Registered Office Address: | 920 2ND AVE S STE 700, MINNEAPOLIS, MN 55402–4007, USA |
| Principal Executive Office Address: | 920 2ND AVE S, Suite 700, MINNEAPOLIS, MN 55402–4007, United States |
| ZIP code: | 55402 |
| County: | Hennepin County |
| Place of Formation: | Minnesota |
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | Lake Street Capital Markets, LLC, NEW YORK | 4304073 | NEW YORK |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 1550820 | 920 2ND AVE S, STE 700, MINNEAPOLIS, MN, 55402 | 920 2ND AVE S, STE 700, MINNEAPOLIS, MN, 55402 | 612-326-1312 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-69101 |
| Filing date | 2024-03-14 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-03-21
| Form type | X-17A-5 |
| File number | 008-69101 |
| Filing date | 2023-03-21 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-03-31
| Form type | X-17A-5 |
| File number | 008-69101 |
| Filing date | 2022-03-31 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-05-21
| Form type | X-17A-5/A |
| File number | 008-69101 |
| Filing date | 2021-05-21 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2021-03-26
| Form type | X-17A-5/A |
| File number | 008-69101 |
| Filing date | 2021-03-26 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2021-03-24
| Form type | X-17A-5 |
| File number | 008-69101 |
| Filing date | 2021-03-24 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-03-09
| Form type | FOCUSN |
| File number | 008-69101 |
| Filing date | 2020-03-09 |
| Reporting date | 2019-01-01 |
| File | View File |
Filings since 2020-03-09
| Form type | X-17A-5 |
| File number | 008-69101 |
| Filing date | 2020-03-09 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-03-04
| Form type | FOCUSN |
| File number | 008-69101 |
| Filing date | 2019-03-04 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2019-03-01
| Form type | X-17A-5 |
| File number | 008-69101 |
| Filing date | 2019-03-01 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-03-01
| Form type | FOCUSN |
| File number | 008-69101 |
| Filing date | 2018-03-01 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2018-03-01
| Form type | X-17A-5 |
| File number | 008-69101 |
| Filing date | 2018-03-01 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-07-20
| Form type | X-17A-5 |
| File number | 008-69101 |
| Filing date | 2017-07-20 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-02-29
| Form type | X-17A-5 |
| File number | 008-69101 |
| Filing date | 2016-02-29 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-03-23
| Form type | X-17A-5 |
| File number | 008-69101 |
| Filing date | 2015-03-23 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-03-07
| Form type | X-17A-5 |
| File number | 008-69101 |
| Filing date | 2014-03-07 |
| Reporting date | 2013-12-31 |
| File | View File |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| LAKE STREET CAPITAL MARKETS, LLC 401(K) PROFIT SHARING PLAN | 2023 | 300735342 | 2024-07-30 | LAKE STREET CAPITAL MARKETS, LLC | 51 | |||||||||||||||||||||||
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| Role | Plan administrator |
| Date | 2024-07-30 |
| Name of individual signing | PAUL MCNAMEE |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2014-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 6123261312 |
| Plan sponsor’s address | 920 2ND AVE S., SUITE 700, MINNEAPOLIS, MN, 55402 |
Signature of
| Role | Plan administrator |
| Date | 2023-04-17 |
| Name of individual signing | PAUL MCNAMEE |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role | Address |
|---|---|---|
| Paul McNamee | Manager | 920 2ND AVE S, Suite 700, Minneapolis, MN 55402–5540, United States |
| Filing Name | Filing date |
|---|---|
| Conversion to 322C Due to Statute Mandate – Limited Liability Company (Domestic) | 2018-01-01 |
| Annual Reinstatement - Limited Liability Company (Domestic) | 2015-12-10 |
| Administrative Termination - Limited Liability Company (Domestic) | 2015-06-10 |
| Registered Office and/or Agent - Limited Liability Company (Domestic) | 2012-12-20 |
| Original Filing - Limited Liability Company (Domestic) (Business Name: Lake Street Capital Markets, LLC) | 2012-05-07 |
Date of last update: 07 Dec 2024
Sources: Minnesota's Official State Website
