OAK RIDGE CAPITAL GROUP, INC 401(K) RETIREMENT PLAN
|
2010
|
850316176
|
2012-09-27
|
OAK RIDGE CAPITAL GROUP, INC.
|
0
|
|
File |
View Page
|
Three-digit plan number (PN) |
002
|
Effective date of plan |
1999-01-01
|
Business code |
531390
|
Sponsor’s telephone number |
9523036430
|
Plan sponsor’s mailing address |
1660 HIGHWAY 100 SOUTH, SUITE 528, ST. LOUIS PARK, MN, 55416
|
Plan sponsor’s
address |
1660 HIGHWAY 100 SOUTH, SUITE 528, ST. LOUIS PARK, MN, 55416
|
Plan administrator’s name and address
Administrator’s EIN |
850316176 |
Plan administrator’s name |
OAK RIDGE CAPITAL GROUP, INC. |
Plan administrator’s
address |
1660 HIGHWAY 100 SOUTH, SUITE 528, ST. LOUIS PARK, MN, 55416 |
Administrator’s telephone number |
9523036430 |
Number of participants as of the end of the plan year
Active participants |
0 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
0 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2012-09-27 |
Name of individual signing |
LAURENCE ZIPKIN |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
OAK RIDGE CAPITAL GROUP, INC. 401(K) RETIREMENT PLAN
|
2010
|
850316176
|
2011-10-03
|
OAK RIDGE CAPITAL GROUP, INC.
|
21
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1999-01-01
|
Business code |
531390
|
Sponsor’s telephone number |
9523036430
|
Plan sponsor’s mailing address |
130 CHESHIRE LANE, SUITE 260, HOPKINS, MN, 55305
|
Plan sponsor’s
address |
130 CHESHIRE LANE, SUITE 260, HOPKINS, MN, 55305
|
Plan administrator’s name and address
Administrator’s EIN |
850316176 |
Plan administrator’s name |
OAK RIDGE CAPITAL GROUP, INC. |
Plan administrator’s
address |
130 CHESHIRE LANE, SUITE 260, HOPKINS, MN, 55305 |
Administrator’s telephone number |
9523036430 |
Number of participants as of the end of the plan year
Active participants |
0 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
1 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
1 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2011-10-03 |
Name of individual signing |
JOE PUPEL |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2011-10-03 |
Name of individual signing |
JOE PUPEL |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
OAK RIDGE CAPITAL GROUP, INC. 401(K) RETIREMENT PLAN
|
2010
|
850316176
|
2011-10-03
|
OAK RIDGE CAPITAL GROUP, INC.
|
0
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1999-01-01
|
Business code |
531390
|
Sponsor’s telephone number |
9523036430
|
Plan sponsor’s mailing address |
130 CHESHIRE LANE, SUITE 260, HOPKINS, MN, 55305
|
Plan sponsor’s
address |
130 CHESHIRE LANE, SUITE 260, HOPKINS, MN, 55305
|
Plan administrator’s name and address
Administrator’s EIN |
850316176 |
Plan administrator’s name |
OAK RIDGE CAPITAL GROUP, INC. |
Plan administrator’s
address |
130 CHESHIRE LANE, SUITE 260, HOPKINS, MN, 55305 |
Administrator’s telephone number |
9523036430 |
Number of participants as of the end of the plan year
Active participants |
0 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
0 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2011-10-03 |
Name of individual signing |
JOE PUPEL |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2011-10-03 |
Name of individual signing |
JOE PUPEL |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
OAK RIDGE CAPITAL GROUP, INC. 401(K) RETIREMENT PLAN
|
2010
|
850316176
|
2011-10-03
|
OAK RIDGE CAPITAL GROUP, INC.
|
0
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1999-01-01
|
Business code |
531390
|
Sponsor’s telephone number |
9523036430
|
Plan sponsor’s mailing address |
130 CHESHIRE LANE, SUITE 260, HOPKINS, MN, 55305
|
Plan sponsor’s
address |
130 CHESHIRE LANE, SUITE 260, HOPKINS, MN, 55305
|
Plan administrator’s name and address
Administrator’s EIN |
850316176 |
Plan administrator’s name |
OAK RIDGE CAPITAL GROUP, INC. |
Plan administrator’s
address |
130 CHESHIRE LANE, SUITE 260, HOPKINS, MN, 55305 |
Administrator’s telephone number |
9523036430 |
Number of participants as of the end of the plan year
Active participants |
0 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
0 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2011-10-03 |
Name of individual signing |
JOE PUPEL |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2011-10-03 |
Name of individual signing |
JOE PUPEL |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
OAK RIDGE CAPITAL GROUP, INC. 401(K) RETIREMENT PLAN
|
2010
|
850316176
|
2011-10-03
|
OAK RIDGE CAPITAL GROUP, INC.
|
0
|
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1999-01-01
|
Business code |
531390
|
Sponsor’s telephone number |
9523036430
|
Plan sponsor’s mailing address |
130 CHESHIRE LANE, SUITE 260, HOPKINS, MN, 55305
|
Plan sponsor’s
address |
130 CHESHIRE LANE, SUITE 260, HOPKINS, MN, 55305
|
Plan administrator’s name and address
Administrator’s EIN |
850316176 |
Plan administrator’s name |
OAK RIDGE CAPITAL GROUP, INC. |
Plan administrator’s
address |
130 CHESHIRE LANE, SUITE 260, HOPKINS, MN, 55305 |
Administrator’s telephone number |
9523036430 |
Number of participants as of the end of the plan year
Active participants |
0 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
0 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Employer/plan sponsor |
Date |
2011-10-03 |
Name of individual signing |
JOE PUPEL |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
OAK RIDGE CAPITAL GROUP, INC. 401(K) RETIREMENT PLAN
|
2010
|
850316176
|
2011-10-03
|
OAK RIDGE CAPITAL GROUP, INC.
|
21
|
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1999-01-01
|
Business code |
531390
|
Sponsor’s telephone number |
9523036430
|
Plan sponsor’s mailing address |
130 CHESHIRE LANE, SUITE 260, HOPKINS, MN, 55305
|
Plan sponsor’s
address |
130 CHESHIRE LANE, SUITE 260, HOPKINS, MN, 55305
|
Plan administrator’s name and address
Administrator’s EIN |
850316176 |
Plan administrator’s name |
OAK RIDGE CAPITAL GROUP, INC. |
Plan administrator’s
address |
130 CHESHIRE LANE, SUITE 260, HOPKINS, MN, 55305 |
Administrator’s telephone number |
9523036430 |
Number of participants as of the end of the plan year
Active participants |
0 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
1 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
1 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Employer/plan sponsor |
Date |
2011-10-03 |
Name of individual signing |
JOE PUPEL |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
OAK RIDGE CAPITAL GROUP, INC. 401(K) RETIREMENT PLAN
|
2009
|
850316176
|
2012-09-27
|
OAK RIDGE CAPITAL GROUP, INC.
|
0
|
|
File |
View Page
|
Three-digit plan number (PN) |
002
|
Effective date of plan |
1999-01-01
|
Business code |
531390
|
Sponsor’s telephone number |
9523036430
|
Plan sponsor’s mailing address |
1660 HIGHWAY 100 SOUTH, SUITE 528, ST. LOUIS PARK, MN, 55416
|
Plan sponsor’s
address |
1660 HIGHWAY 100 SOUTH, SUITE 528, ST. LOUIS PARK, MN, 55416
|
Plan administrator’s name and address
Administrator’s EIN |
850316176 |
Plan administrator’s name |
OAK RIDGE CAPITAL GROUP, INC. |
Plan administrator’s
address |
1660 HIGHWAY 100 SOUTH, SUITE 528, ST. LOUIS PARK, MN, 55416 |
Administrator’s telephone number |
9523036430 |
Number of participants as of the end of the plan year
Active participants |
0 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
0 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2012-09-27 |
Name of individual signing |
LAURENCE ZIPKIN |
Valid signature |
Filed with authorized/valid electronic signature |
|
|