| Name: | Great Waters Financial, LLC |
| Jurisdiction: | Minnesota |
| Legal type: | Limited Liability Company (Domestic) |
| Status: | Active / In Good Standing |
| Date formed: | 11 Sep 2012 (12 years ago) |
| Company Number: | 9d312df8-88fc-e111-afc0-001ec94ffe7f |
| File Number: | 617739400027 |
| Registered Office Address: | 4100 Lexington Ave. N, Suite 100, Shoreview, MN 55126, USA |
| Principal Executive Office Address: | 4100 LEXINGTON AVE N STE 100, SHOREVIEW, MN 55126–3010, USA |
| ZIP code: | 55126 |
| County: | Ramsey County |
| Place of Formation: | Minnesota |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| GREAT WATERS FINANCIAL 401(K) PLAN | 2023 | 461124918 | 2024-05-30 | GREAT WATERS FINANCIAL, LLC | 59 | |||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||
| Administrator’s EIN | 474474775 |
| Plan administrator’s name | GUIDELINE, INC. |
| Plan administrator’s address | 1412 CHAPIN AVENUE, BURLINGAME, CA, 94010 |
| Administrator’s telephone number | 8882283491 |
Signature of
| Role | Plan administrator |
| Date | 2024-05-30 |
| Name of individual signing | QIAN LIU |
| Valid signature | Filed with authorized/valid electronic signature |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2015-03-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 6123602127 |
| Plan sponsor’s address | 4100 LEXINGTON AVE N, SUITE 100, SHOREVIEW, MN, 55126 |
Plan administrator’s name and address
| Administrator’s EIN | 474474775 |
| Plan administrator’s name | GUIDELINE, INC. |
| Plan administrator’s address | 1412 CHAPIN AVENUE, BURLINGAME, CA, 94010 |
| Administrator’s telephone number | 8882283491 |
Signature of
| Role | Plan administrator |
| Date | 2023-06-23 |
| Name of individual signing | CHRISTINE RIMER |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2015-03-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 6123602127 |
| Plan sponsor’s address | 4100 LEXINGTON AVE N, SUITE 100, SHOREVIEW, MN, 55126 |
Plan administrator’s name and address
| Administrator’s EIN | 474474775 |
| Plan administrator’s name | GUIDELINE, INC. |
| Plan administrator’s address | 1412 CHAPIN AVENUE, BURLINGAME, CA, 94010 |
| Administrator’s telephone number | 8882283491 |
Signature of
| Role | Plan administrator |
| Date | 2023-06-23 |
| Name of individual signing | CHRISTINE RIMER |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role | Address |
|---|---|---|
| Michael Palumbo | Manager | 4100 LEXINGTON AVE N STE 100, SHOREVIEW, MN 55126–3010, USA |
| Filing Name | Filing date |
|---|---|
| Amendment - Limited Liability Company (Domestic)Election to 322C | 2017-10-13 |
| Amendment - Limited Liability Company (Domestic) | 2017-01-31 |
| Registered Office and/or Agent - Limited Liability Company (Domestic) | 2013-11-25 |
| Amendment - Limited Liability Company (Domestic) (Business Name: Great Waters Financial, LLC) | 2013-07-17 |
| Original Filing - Limited Liability Company (Domestic) (Business Name: Guardian Retirement Solutions L. L. C.) | 2012-09-11 |
Date of last update: 14 Jan 2025
Sources: Minnesota's Official State Website
