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Dunham Associates, Inc.

Headquarter

Company Details

Name: Dunham Associates, Inc.
Jurisdiction: Minnesota
Legal type: Business Corporation (Domestic)
Status: Active / In Good Standing
Date formed: 27 Mar 2003 (22 years ago)
Company Number: 77ce5ae7-abd4-e011-a886-001ec94ffe7f
File Number: 12P-749
Registered Office Address: 50 S 6TH ST SUITE 1100, MINNEAPOLIS, MN 55402, USA
Principal Executive Office Address: 50 S 6TH ST STE 1100, MINNEAPOLIS, MN 55402–1583, USA
ZIP code: 55402
County: Hennepin County
Place of Formation: Minnesota

Links between entities

Type Company Name Company Number State
Headquarter of Dunham Associates, Inc., MISSISSIPPI 671949 MISSISSIPPI
Headquarter of Dunham Associates, Inc., RHODE ISLAND 000841137 RHODE ISLAND
Headquarter of Dunham Associates, Inc., ALASKA 81429F ALASKA
Headquarter of Dunham Associates, Inc., ALABAMA 000-925-446 ALABAMA
Headquarter of Dunham Associates, Inc., KENTUCKY 0469465 KENTUCKY
Headquarter of Dunham Associates, Inc., COLORADO 19981016884 COLORADO
Headquarter of Dunham Associates, Inc., CONNECTICUT 0609849 CONNECTICUT
Headquarter of Dunham Associates, Inc., IDAHO 457698 IDAHO
Headquarter of Dunham Associates, Inc., ILLINOIS CORP_63767468 ILLINOIS

Unique Entity ID

Unique Entity ID Expiration Date Physical Address Mailing Address
JE6GAJSHJW86 2024-12-10 50 SOUTH 6TH STREET SUITE 1100, MINNEAPOLIS, MN, 55402, 1583, USA 50 S 6TH ST STE 1100, MINNEAPOLIS, MN, 55402, 1583, USA

Business Information

Doing Business As DUNHAM ASSOCIATES OF SOUTH DAKOTA, INC
Congressional District 05
State/Country of Incorporation MN, USA
Activation Date 2023-12-13
Initial Registration Date 2005-04-19
Entity Start Date 1966-03-03
Fiscal Year End Close Date Mar 31

Service Classifications

NAICS Codes 541330, 541380, 541618, 541690, 561990, 611430
Product and Service Codes C211, C212, C214, C215, C216, C219

Points of Contacts

Electronic Business
Title PRIMARY POC
Name KATY GAINEY
Address 50 S 6TH ST STE 1100, MINNEAPOLIS, MN, 55402, 1540, USA
Title ALTERNATE POC
Name JAY ROHKOHL
Address 50 S 6TH ST STE 1100, MINNEAPOLIS, MN, 55402, 1540, USA
Government Business
Title PRIMARY POC
Name JAY ROHKOHL
Address 50 S 6TH ST STE 1100, MINNEAPOLIS, MN, 55402, USA
Title ALTERNATE POC
Name JAY ROHKOHL
Address 50 S 6TH ST STE 1100, MINNEAPOLIS, MN, 55402, 1540, USA
Past Performance
Title PRIMARY POC
Name JAY ROHKOHL
Address 50 S 6TH ST STE 1100, MINNEAPOLIS, MN, 55402, 1540, USA
Title ALTERNATE POC
Name JAY ROHKOHL
Address 50 S 6TH ST STE 1100, MINNEAPOLIS, MN, 55402, 1540, USA

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
DUNHAM ASSOCIATES, INC. 401(K) PLAN 2012 460282077 2013-09-24 DUNHAM ASSOCIATES, INC. 109
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1995-01-01
Business code 541330
Sponsor’s telephone number 6124657550
Plan sponsor’s mailing address 50 SOUTH SIXTH ST., SUITE 1100, MINNEAPOLIS, MN, 55402
Plan sponsor’s address 50 SOUTH SIXTH ST., SUITE 1100, MINNEAPOLIS, MN, 55402

Plan administrator’s name and address

Administrator’s EIN 460282077
Plan administrator’s name DUNHAM ASSOCIATES, INC.
Plan administrator’s address 50 SOUTH SIXTH ST., SUITE 1100, MINNEAPOLIS, MN, 55402
Administrator’s telephone number 6124657550

Number of participants as of the end of the plan year

Active participants 93
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 23
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 103
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2013-09-24
Name of individual signing TOM BETLEY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2013-09-24
Name of individual signing TOM BETLEY
Valid signature Filed with authorized/valid electronic signature
DUNHAM ASSOCIATES, INC. 401(K) PLAN 2011 460282077 2012-10-10 DUNHAM ASSOCIATES, INC. 117
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1995-01-01
Business code 541330
Sponsor’s telephone number 6124657607
Plan sponsor’s mailing address 50 SOUTH SIXTH ST., SUITE 1100, MINNEAPOLIS, MN, 55402
Plan sponsor’s address 50 SOUTH SIXTH ST., SUITE 1100, MINNEAPOLIS, MN, 55402

Plan administrator’s name and address

Administrator’s EIN 460282077
Plan administrator’s name DUNHAM ASSOCIATES, INC.
Plan administrator’s address 50 SOUTH SIXTH ST., SUITE 1100, MINNEAPOLIS, MN, 55402
Administrator’s telephone number 6124657607

Number of participants as of the end of the plan year

Active participants 84
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 25
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 105
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2012-10-10
Name of individual signing TOM BETLEY
Valid signature Filed with authorized/valid electronic signature
DUNHAM ASSOCIATES, INC. 401(K) PLAN 2010 460282077 2012-02-07 DUNHAM ASSOCIATES, INC. 119
Three-digit plan number (PN) 002
Effective date of plan 1995-01-01
Business code 541330
Sponsor’s telephone number 6124657607
Plan sponsor’s mailing address 50 SOUTH SIXTH ST., SUITE 1100, MINNEAPOLIS, MN, 55402
Plan sponsor’s address 50 SOUTH SIXTH ST., SUITE 1100, MINNEAPOLIS, MN, 55402

Plan administrator’s name and address

Administrator’s EIN 460282077
Plan administrator’s name DUNHAM ASSOCIATES, INC.
Plan administrator’s address 50 SOUTH SIXTH ST., SUITE 1100, MINNEAPOLIS, MN, 55402
Administrator’s telephone number 6124657607

Number of participants as of the end of the plan year

Active participants 83
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 34
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 113
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2012-02-07
Name of individual signing TOM BETLEY
Valid signature Filed with authorized/valid electronic signature
DUNHAM ASSOCIATES, INC. 401(K) PLAN 2010 460282077 2011-09-21 DUNHAM ASSOCIATES, INC. 119
Three-digit plan number (PN) 002
Effective date of plan 1995-01-01
Business code 541330
Sponsor’s telephone number 6124657607
Plan sponsor’s mailing address 50 SOUTH SIXTH ST., SUITE 1100, MINNEAPOLIS, MN, 55402
Plan sponsor’s address 50 SOUTH SIXTH ST., SUITE 1100, MINNEAPOLIS, MN, 55402

Plan administrator’s name and address

Administrator’s EIN 460282077
Plan administrator’s name DUNHAM ASSOCIATES, INC.
Plan administrator’s address 50 SOUTH SIXTH ST., SUITE 1100, MINNEAPOLIS, MN, 55402
Administrator’s telephone number 6124657607

Number of participants as of the end of the plan year

Active participants 83
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 34
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 113
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Employer/plan sponsor
Date 2011-09-21
Name of individual signing TOM BETLEY
Valid signature Filed with authorized/valid electronic signature
DUNHAM ASSOCIATES, INC. 401(K) PLAN 2009 460282077 2010-09-08 DUNHAM ASSOCIATES, INC. 128
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1995-01-01
Business code 541330
Sponsor’s telephone number 6124657607
Plan sponsor’s mailing address 50 SOUTH SIXTH ST., SUITE 1100, MINNEAPOLIS, MN, 55402
Plan sponsor’s address 50 SOUTH SIXTH ST., SUITE 1100, MINNEAPOLIS, MN, 55402

Plan administrator’s name and address

Administrator’s EIN 460282077
Plan administrator’s name DUNHAM ASSOCIATES, INC.
Plan administrator’s address 50 SOUTH SIXTH ST., SUITE 1100, MINNEAPOLIS, MN, 55402
Administrator’s telephone number 6124657607

Number of participants as of the end of the plan year

Active participants 81
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 38
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 115
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2010-09-08
Name of individual signing TOM BETLEY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2010-09-08
Name of individual signing TOM BETLEY
Valid signature Filed with authorized/valid electronic signature
DUNHAM ASSOCIATES, INC. 401(K) PLAN 2009 460282077 2010-09-08 DUNHAM ASSOCIATES, INC. 128
Three-digit plan number (PN) 002
Effective date of plan 1995-01-01
Business code 541330
Sponsor’s telephone number 6124657607
Plan sponsor’s mailing address 50 SOUTH SIXTH ST., SUITE 1100, MINNEAPOLIS, MN, 55402
Plan sponsor’s address 50 SOUTH SIXTH ST., SUITE 1100, MINNEAPOLIS, MN, 55402

Plan administrator’s name and address

Administrator’s EIN 460282077
Plan administrator’s name DUNHAM ASSOCIATES, INC.
Plan administrator’s address 50 SOUTH SIXTH ST., SUITE 1100, MINNEAPOLIS, MN, 55402
Administrator’s telephone number 6124657607

Number of participants as of the end of the plan year

Active participants 81
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 38
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 115
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2010-09-08
Name of individual signing TOM BETLEY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2010-09-08
Name of individual signing TOM BETLEY
Valid signature Filed with authorized/valid electronic signature

Chief Executive Officer

Name Role Address
Matt Jensen Chief Executive Officer 50 S 6TH ST STE 1100, MINNEAPOLIS, MN 55402–1583, USA

Filing

Filing Name Filing date
Registered Office and/or Agent - Business Corporation (Domestic) 2007-03-06
Amendment - Business Corporation (Domestic) 2003-04-29
Business Corporation (Domestic) Business Name (Business Name: Dunham Associates, Inc.) 2003-04-25
Merger - Business Corporation (Domestic) 2003-04-25
Original Filing - Business Corporation (Domestic) 2003-03-27
Business Corporation (Domestic) Business Name (Business Name: Dunham Associates of Minnesota, Inc.) 2003-03-27

Date of last update: 28 Dec 2024

Sources: Minnesota's Official State Website