| Name: | Cetera Investment Management LLC |
| Jurisdiction: | Minnesota |
| Legal type: | Limited Liability Company (Foreign) |
| Status: | Active / In Good Standing |
| Date formed: | 19 Feb 2013 (12 years ago) |
| Company Number: | 6813e396-6a7b-e211-82ac-001ec94ffe7f |
| File Number: | 647604000039 |
| Principal Place of Business Address: | 200 N Pacific Coast Hwy Ste. 1200, El Segundo, CA 90245, USA |
| Principal Executive Office Address: | 2301 ROSECRANS AVE, STE 5100, EL SEGUNDO, CA 90245, United States |
| Registered Office Address: | 2780 Snelling Avenue N, Suite 101, Roseville, MN 55113, USA |
| ZIP code: | 55113 |
| County: | Ramsey County |
| Place of Formation: | Delaware |
| Name | Role | Address |
|---|---|---|
| JOSEPH D NEARY | Manager | 655 W. Broadway, 12th Floor, San Diego, CA 92101, United States |
| Name | Role |
|---|---|
| Corporation Service Company | Agent |
| Filing Name | Filing date |
|---|---|
| Global Registered Office and/or Agent - Limited Liability Company (Foreign) | 2024-10-02 |
| Amendment - Limited Liability Company (Foreign) | 2019-01-15 |
| Conversion to 322C Due to Statute Mandate – Limited Liability Company (Foreign) | 2018-01-01 |
| Amendment - Limited Liability Company (Foreign) (Business Name: Cetera Investment Management LLC) | 2017-10-10 |
| Registered Office and/or Agent - Limited Liability Company (Foreign) | 2016-09-16 |
| Amendment - Limited Liability Company (Foreign) (Business Name: TOWER SQUARE INVESTMENT MANAGEMENT LLC) | 2015-06-09 |
| Original Filing - Limited Liability Company (Foreign) (Business Name: CETERA INVESTMENT MANAGEMENT LLC) | 2013-02-19 |
Date of last update: 14 Jan 2025
Sources: Minnesota's Official State Website
