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  5. Waterstone Capital Management, L.P.

Waterstone Capital Management, L.P.

Company Details

Name: Waterstone Capital Management, L.P.
Jurisdiction: Minnesota
Legal type: Limited Partnership (Foreign)
Status: Active / In Good Standing
Date formed: 05 Mar 2003 (22 years ago)
Company Number: 6652090c-a2d4-e011-a886-001ec94ffe7f
File Number: FLP-1890
Registered Agent Mailing Address: 6465 Wayzata Blvd #300, St Louis Park, MN 55426, USA
ZIP code: 55426
County: Hennepin County
Place of Formation: Delaware

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
WATERSTONE CAPITAL MANAGEMENT, L .P. 401(K) PLAN 2023 432007643 2024-09-18 WATERSTONE CAPITAL MANAGEMENT, L.P. 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-03-03
Business code 523900
Sponsor’s telephone number 9529949956
Plan sponsor’s address 2845 LITTLE ORCHARD WAY, WAYZATA, MN, 55391

Signature of
Role Plan administrator
Date 2024-09-18
Name of individual signing SHAWN BERGERSON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2024-09-18
Name of individual signing SHAWN BERGERSON
Valid signature Filed with authorized/valid electronic signature
WATERSTONE CAPITAL MANAGEMENT, L .P. 401(K) PLAN 2022 432007643 2023-10-09 WATERSTONE CAPITAL MANAGEMENT, L.P. 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-03-03
Business code 523900
Sponsor’s telephone number 9529949956
Plan sponsor’s address 2845 LITTLE ORCHARD WAY, WAYZATA, MN, 55391

Signature of
Role Plan administrator
Date 2023-10-09
Name of individual signing SHAWN BERGERSON 13492333
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2023-10-09
Name of individual signing SHAWN BERGERSON 13492333
Valid signature Filed with authorized/valid electronic signature
WATERSTONE CAPITAL MANAGEMENT, L .P. 401(K) PLAN 2021 432007643 2022-06-09 WATERSTONE CAPITAL MANAGEMENT, L.P. 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-03-03
Business code 523900
Sponsor’s telephone number 9529949956
Plan sponsor’s address 2845 LITTLE ORCHARD WAY, WAYZATA, MN, 55391

Signature of
Role Plan administrator
Date 2022-06-09
Name of individual signing SHAWN BERGERSON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2022-06-09
Name of individual signing SHAWN BERGERSON
Valid signature Filed with authorized/valid electronic signature
WATERSTONE CAPITAL MANAGEMENT, L .P. 401(K) PLAN 2020 432007643 2021-10-08 WATERSTONE CAPITAL MANAGEMENT, L.P. 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-03-03
Business code 523900
Sponsor’s telephone number 9529949956
Plan sponsor’s address 2845 LITTLE ORCHARD WAY, WAYZATA, MN, 55391

Signature of
Role Plan administrator
Date 2021-10-08
Name of individual signing SHAWN BERGERSON
Valid signature Filed with authorized/valid electronic signature
WATERSTONE CAPITAL MANAGEMENT, L .P. 401(K) PLAN 2019 432007643 2020-10-15 WATERSTONE CAPITAL MANAGEMENT, L.P. 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-03-03
Business code 523900
Sponsor’s telephone number 9526974101
Plan sponsor’s address 6465 WAYZATA BLVD., SUITE 300, ST. LOUIS PARK, MN, 55426

Signature of
Role Plan administrator
Date 2020-10-15
Name of individual signing SHAWN BERGERSON
Valid signature Filed with authorized/valid electronic signature
WATERSTONE CAPITAL MANAGEMENT, L .P. 401(K) PLAN 2018 432007643 2019-06-07 WATERSTONE CAPITAL MANAGEMENT, L.P. 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-03-03
Business code 523900
Sponsor’s telephone number 9526974101
Plan sponsor’s address 6465 WAYZATA BLVD., SUITE 300, ST. LOUIS PARK, MN, 55426

Signature of
Role Plan administrator
Date 2019-06-07
Name of individual signing SHAWN BERGERSON
Valid signature Filed with authorized/valid electronic signature
WATERSTONE CAPITAL MANAGEMENT, L .P. 401(K) PLAN 2017 432007643 2018-10-15 WATERSTONE CAPITAL MANAGEMENT, L.P. 13
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-03-03
Business code 523900
Sponsor’s telephone number 9526974101
Plan sponsor’s address 6465 WAYZATA BLVD., SUITE 300, ST. LOUIS PARK, MN, 55426

Signature of
Role Plan administrator
Date 2018-10-15
Name of individual signing SHAWN BERGERSON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2018-10-15
Name of individual signing SHAWN BERGERSON
Valid signature Filed with authorized/valid electronic signature
WATERSTONE CAPITAL MANAGEMENT, L .P. 401(K) PLAN 2016 432007643 2017-10-13 WATERSTONE CAPITAL MANAGEMENT, L.P. 13
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-03-03
Business code 523900
Sponsor’s telephone number 9526974101
Plan sponsor’s address 6465 WAYZATA BLVD., SUITE 300, ST. LOUIS PARK, MN, 55426

Signature of
Role Plan administrator
Date 2017-10-13
Name of individual signing SHAWN BERGERSON
Valid signature Filed with authorized/valid electronic signature
WATERSTONE CAPITAL MANAGEMENT, L .P. 401(K) PLAN 2015 432007643 2017-10-24 WATERSTONE CAPITAL MANAGEMENT, L.P. 25
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-03-03
Business code 523900
Sponsor’s telephone number 9526974147
Plan sponsor’s address 6465 WAYZATA BLVD., SUITE 300, ST. LOUIS PARK, MN, 55426

Signature of
Role Plan administrator
Date 2017-10-24
Name of individual signing SHAWN BERGERSON
Valid signature Filed with authorized/valid electronic signature
WATERSTONE CAPITAL MANAGEMENT, L .P. 401(K) PLAN 2015 432007643 2016-09-07 WATERSTONE CAPITAL MANAGEMENT, L.P. 25
Three-digit plan number (PN) 001
Effective date of plan 2003-03-03
Business code 523900
Sponsor’s telephone number 9526974147
Plan sponsor’s address 6465 WAYZATA BLVD., SUITE 300, ST. LOUIS PARK, MN, 55426

Signature of
Role Plan administrator
Date 2016-09-07
Name of individual signing KARL KITTELSON
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Address
Shawn Bergerson Agent 6465 Wayzata Blvd #300, St Louis Park, MN 55426, USA

Filing

Filing Name Filing date
Amendment - Limited Partnership (Foreign) 2015-11-12
Annual Reinstatement - Limited Partnership (Foreign) 2013-05-21
Revocation - Limited Partnership (Foreign) 2012-08-07
Registered Office and/or Agent - Limited Partnership (Foreign) 2003-07-23
Limited Partnership (Foreign) Business Address 2003-07-23
Original Filing - Limited Partnership (Foreign) 2003-03-05
Limited Partnership (Foreign) Business Name (Business Name: Waterstone Capital Management, L.P.) 2003-03-05

Related by officers

Shawn Bergerson

Bergerson Family Foundation Waterstone Asset Management MN, LLC Waterstone Asset Management, LLC Waterstone Capital Advisors, LLC Waterstone Capital Offshore Advisors, LP Waterstone Market Neutral Fund, L.P.

Related by address

6465 Wayzata Blvd #300, St Louis Park, MN 55426, USA

R.C.C. Capital Minnesota Harvest Farms, Inc. Minnesota Harvest Apple Farms Inc. Minnesota Lending Co. OPTIMUM MORTGAGE SERVICES HOMLEND, LLC Waterstone Market Neutral Fund, L.P. Global Choice Mortgage

Date of last update: 02 Jan 2025

Sources: Minnesota's Official State Website

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