BLUE ROCK CAPITAL FUND, LP
|
2015
|
411657049
|
2016-09-15
|
BLUE ROCK ADVISORS, INC.
|
0
|
|
File |
View Page
|
Three-digit plan number (PN) |
002
|
Business code |
523900
|
Sponsor’s telephone number |
9522298700
|
Plan sponsor’s mailing address |
445 EAST LAKE STREET, SUITE 120, WAYZATA, MN, 55391
|
Plan sponsor’s
address |
445 EAST LAKE STREET, SUITE 120, WAYZATA, MN, 55391
|
Number of participants as of the end of the plan year
Active participants |
0 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
0 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
|
BLUE ROCK EQUITY PLUS FUND, LP
|
2015
|
411657049
|
2016-09-15
|
BLUE ROCK ADVISORS, INC
|
0
|
|
File |
View Page
|
Three-digit plan number (PN) |
003
|
Business code |
523900
|
Sponsor’s telephone number |
9522298700
|
Plan sponsor’s mailing address |
445 EAST LAKE STREET, SUITE 120, WAYZATA, MN, 55391
|
Plan sponsor’s
address |
445 EAST LAKE STREET, SUITE 120, WAYZATA, MN, 55391
|
Number of participants as of the end of the plan year
Active participants |
0 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
0 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
|
BLUE ROCK FIXED INCOME PLUS FUND, LP
|
2015
|
411657049
|
2016-09-15
|
BLUE ROCK ADVISORS, INC
|
0
|
|
File |
View Page
|
Three-digit plan number (PN) |
004
|
Business code |
523900
|
Sponsor’s telephone number |
9522298700
|
Plan sponsor’s mailing address |
445 EAST LAKE STREET, SUITE 120, WAYZATA, MN, 55391
|
Plan sponsor’s
address |
445 EAST LAKE STREET, SUITE 120, WAYZATA, MN, 55391
|
Number of participants as of the end of the plan year
Active participants |
0 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
0 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
|
BLUE ROCK ADVISORS, INC. EMPLOYEE SAVINGS PLAN
|
2015
|
411657049
|
2016-07-12
|
BLUE ROCK ADVISORS, INC.
|
12
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1997-08-01
|
Business code |
523900
|
Sponsor’s telephone number |
9522298700
|
Plan sponsor’s
address |
445 EAST LAKE STREET STE 120, WAYZATA, MN, 55391
|
|
BLUE ROCK FIXED INCOME PLUS FUND, LP
|
2014
|
411657049
|
2015-09-15
|
BLUE ROCK ADVISORS, INC
|
0
|
|
File |
View Page
|
Three-digit plan number (PN) |
004
|
Business code |
523900
|
Sponsor’s telephone number |
9522298700
|
Plan sponsor’s mailing address |
445 EAST LAKE STREET, SUITE 120, WAYZATA, MN, 55391
|
Plan sponsor’s
address |
445 EAST LAKE STREET, SUITE 120, WAYZATA, MN, 55391
|
Number of participants as of the end of the plan year
Active participants |
0 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
0 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
|
BLUE ROCK EQUITY PLUS FUND, LP
|
2014
|
411657049
|
2015-09-15
|
BLUE ROCK ADVISORS, INC
|
0
|
|
File |
View Page
|
Three-digit plan number (PN) |
003
|
Business code |
523900
|
Sponsor’s telephone number |
9522298700
|
Plan sponsor’s mailing address |
445 EAST LAKE STREET, SUITE 120, WAYZATA, MN, 55391
|
Plan sponsor’s
address |
445 EAST LAKE STREET, SUITE 120, WAYZATA, MN, 55391
|
Number of participants as of the end of the plan year
Active participants |
0 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
0 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
|
BLUE ROCK CAPITAL FUND, LP
|
2014
|
411657049
|
2015-09-15
|
BLUE ROCK ADVISORS, INC.
|
0
|
|
File |
View Page
|
Three-digit plan number (PN) |
002
|
Business code |
523900
|
Sponsor’s telephone number |
9522298700
|
Plan sponsor’s mailing address |
445 EAST LAKE STREET, SUITE 120, WAYZATA, MN, 55391
|
Plan sponsor’s
address |
445 EAST LAKE STREET, SUITE 120, WAYZATA, MN, 55391
|
Number of participants as of the end of the plan year
Active participants |
0 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
0 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
|
BLUE ROCK ADVISORS, INC. EMPLOYEE SAVINGS PLAN
|
2014
|
411657049
|
2015-05-06
|
BLUE ROCK ADVISORS, INC.
|
14
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1997-08-01
|
Business code |
523900
|
Sponsor’s telephone number |
9522298700
|
Plan sponsor’s
address |
445 EAST LAKE STREET STE 120, WAYZATA, MN, 55391
|
Signature of
Role |
Plan administrator |
Date |
2015-05-06 |
Name of individual signing |
ROBBIE J. BURKHART |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
BLUE ROCK ADVISORS, INC. EMPLOYEE SAVINGS PLAN
|
2013
|
411657049
|
2014-07-17
|
BLUE ROCK ADVISORS, INC.
|
14
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1997-08-01
|
Business code |
523900
|
Sponsor’s telephone number |
9522298700
|
Plan sponsor’s
address |
445 EAST LAKE STREET STE 120, WAYZATA, MN, 55391
|
Signature of
Role |
Plan administrator |
Date |
2014-07-17 |
Name of individual signing |
ROBBIE J. BURKHART |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
BLUE ROCK ADVISORS, INC. CASH BALANCE PLAN
|
2012
|
411657049
|
2013-06-17
|
BLUE ROCK ADVISORS, INC.
|
10
|
|
File |
View Page
|
Three-digit plan number (PN) |
003
|
Effective date of plan |
2007-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
9522298700
|
Plan sponsor’s
address |
445 EAST LAKE STREET STE 120, WAYZATA, MN, 55391
|
Signature of
Role |
Plan administrator |
Date |
2013-06-17 |
Name of individual signing |
ROBERT W. FULLERTON |
Valid signature |
Filed with authorized/valid electronic signature |
|
|