| Name: | Craig-Hallum Capital Group LLC |
| Jurisdiction: | Minnesota |
| Legal type: | Limited Liability Company (Domestic) |
| Status: | Active / In Good Standing |
| Date formed: | 30 May 2002 (23 years ago) |
| Company Number: | 10b36052-a5d4-e011-a886-001ec94ffe7f |
| File Number: | 31183-LLC |
| Registered Office Address: | 222 S 9th Str #350, Mpls, MN 55402, USA |
| Principal Executive Office Address: | 222 S 9th Str #350, Minneapolis, MN 55402, USA |
| ZIP code: | 55402 |
| County: | Hennepin County |
| Place of Formation: | Minnesota |
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | Craig-Hallum Capital Group LLC, ILLINOIS | LLC_11005284 | ILLINOIS |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 1175408 | 222 SOUTH NINTH ST, STE 350, MINNEAPOLIS, MN, 55402 | 222 SOUTH NINTH ST, STE 350, MINNEAPOLIS, MN, 55402 | 612-334-6305 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-65407 |
| Filing date | 2024-04-01 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-04-24
| Form type | 144 |
| Filing date | 2023-04-24 |
| File | View File |
Filings since 2023-03-31
| Form type | X-17A-5/A |
| File number | 008-65407 |
| Filing date | 2023-03-31 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2023-03-31
| Form type | X-17A-5 |
| File number | 008-65407 |
| Filing date | 2023-03-31 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-03-31
| Form type | X-17A-5 |
| File number | 008-65407 |
| Filing date | 2022-03-31 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-03-31
| Form type | X-17A-5 |
| File number | 008-65407 |
| Filing date | 2021-03-31 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-05-28
| Form type | 4 |
| File number | 001-39282 |
| Filing date | 2020-05-28 |
| Reporting date | 2020-05-26 |
| File | View File |
Filings since 2020-05-28
| Form type | 4/A |
| File number | 001-39282 |
| Filing date | 2020-05-28 |
| Reporting date | 2020-05-07 |
| File | View File |
Filings since 2020-05-11
| Form type | 4 |
| File number | 001-39282 |
| Filing date | 2020-05-11 |
| Reporting date | 2020-05-07 |
| File | View File |
Filings since 2020-05-04
| Form type | 3 |
| File number | 001-39282 |
| Filing date | 2020-05-04 |
| Reporting date | 2020-05-04 |
| File | View File |
Filings since 2020-03-02
| Form type | X-17A-5 |
| File number | 008-65407 |
| Filing date | 2020-03-02 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-03-01
| Form type | X-17A-5 |
| File number | 008-65407 |
| Filing date | 2019-03-01 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-03-01
| Form type | FOCUSN |
| File number | 008-65407 |
| Filing date | 2018-03-01 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2018-03-01
| Form type | X-17A-5 |
| File number | 008-65407 |
| Filing date | 2018-03-01 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-03-01
| Form type | FOCUSN |
| File number | 008-65407 |
| Filing date | 2017-03-01 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2017-03-01
| Form type | X-17A-5 |
| File number | 008-65407 |
| Filing date | 2017-03-01 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-02-25
| Form type | FOCUSN |
| File number | 008-65407 |
| Filing date | 2016-02-25 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2016-02-25
| Form type | X-17A-5 |
| File number | 008-65407 |
| Filing date | 2016-02-25 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-03-02
| Form type | FOCUSN |
| File number | 008-65407 |
| Filing date | 2015-03-02 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2015-03-02
| Form type | X-17A-5 |
| File number | 008-65407 |
| Filing date | 2015-03-02 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-02-28
| Form type | FOCUSN |
| File number | 008-65407 |
| Filing date | 2014-02-28 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2014-02-28
| Form type | X-17A-5 |
| File number | 008-65407 |
| Filing date | 2014-02-28 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-02-28
| Form type | FOCUSN |
| File number | 008-65407 |
| Filing date | 2013-02-28 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2013-02-28
| Form type | X-17A-5 |
| File number | 008-65407 |
| Filing date | 2013-02-28 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-02-24
| Form type | FOCUSN |
| File number | 008-65407 |
| Filing date | 2012-02-24 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2012-02-24
| Form type | X-17A-5 |
| File number | 008-65407 |
| Filing date | 2012-02-24 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-02-24
| Form type | FOCUSN |
| File number | 008-65407 |
| Filing date | 2011-02-24 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2011-02-24
| Form type | X-17A-5 |
| File number | 008-65407 |
| Filing date | 2011-02-24 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-02-25
| Form type | FOCUSN |
| File number | 008-65407 |
| Filing date | 2010-02-25 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2010-02-25
| Form type | X-17A-5 |
| File number | 008-65407 |
| Filing date | 2010-02-25 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-02-27
| Form type | FOCUSN |
| File number | 008-65407 |
| Filing date | 2009-02-27 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2009-02-27
| Form type | X-17A-5 |
| File number | 008-65407 |
| Filing date | 2009-02-27 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-02-20
| Form type | X-17A-5 |
| File number | 008-65407 |
| Filing date | 2008-02-20 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2008-02-20
| Form type | FOCUSN |
| File number | 008-65407 |
| Filing date | 2008-02-20 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-02-26
| Form type | X-17A-5 |
| File number | 008-65407 |
| Filing date | 2007-02-26 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2007-02-26
| Form type | FOCUSN |
| File number | 008-65407 |
| Filing date | 2007-02-26 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-02-28
| Form type | FOCUSN |
| File number | 008-65407 |
| Filing date | 2006-02-28 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2006-02-28
| Form type | X-17A-5 |
| File number | 008-65407 |
| Filing date | 2006-02-28 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-02-24
| Form type | X-17A-5 |
| File number | 008-65407 |
| Filing date | 2005-02-24 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2005-02-24
| Form type | FOCUSN |
| File number | 008-65407 |
| Filing date | 2005-02-24 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-02-26
| Form type | X-17A-5 |
| File number | 008-65407 |
| Filing date | 2004-02-26 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2004-02-26
| Form type | FOCUSN |
| File number | 008-65407 |
| Filing date | 2004-02-26 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-02-27
| Form type | FOCUSN |
| File number | 008-65407 |
| Filing date | 2003-02-27 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2003-02-27
| Form type | X-17A-5 |
| File number | 008-65407 |
| Filing date | 2003-02-27 |
| Reporting date | 2002-12-31 |
| File | View File |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| CRAIG-HALLUM CAPITAL GROUP LLC 401(K) PROFIT SHARING PLAN | 2015 | 043672881 | 2016-10-14 | CRAIG-HALLUM CAPITAL GROUP LLC | 118 | |||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||
| Role | Plan administrator |
| Date | 2016-10-14 |
| Name of individual signing | JEANNIE SONSTEGARD |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2016-10-14 |
| Name of individual signing | JEANNIE SONSTEGARD |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2002-05-30 |
| Business code | 523120 |
| Sponsor’s telephone number | 6123346323 |
| Plan sponsor’s address | 222 SOUTH NINTH STREET, SUITE 350, MINNEAPOLIS, MN, 55402 |
Plan administrator’s name and address
| Administrator’s EIN | 043672881 |
| Plan administrator’s name | JOSEPH J. PLESE |
| Plan administrator’s address | SUITE 350, MINNEAPOLIS, MN, 55402 |
| Administrator’s telephone number | 6123346323 |
Signature of
| Role | Plan administrator |
| Date | 2015-10-14 |
| Name of individual signing | JOSEPH PLESE |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2015-10-14 |
| Name of individual signing | JEANNIE SONSTEGARD |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2002-05-30 |
| Business code | 523120 |
| Sponsor’s telephone number | 6123346323 |
| Plan sponsor’s address | 222 SOUTH NINTH STREET, SUITE 350, MINNEAPOLIS, MN, 55402 |
Plan administrator’s name and address
| Administrator’s EIN | 043672881 |
| Plan administrator’s name | JOSEPH J. PLESE |
| Administrator’s telephone number | 6123346323 |
Signature of
| Role | Plan administrator |
| Date | 2014-10-14 |
| Name of individual signing | JOSEPH PLESE |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2014-10-14 |
| Name of individual signing | PATRICIA BARTHOLOMEW |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2002-05-30 |
| Business code | 523120 |
| Sponsor’s telephone number | 6123346323 |
| Plan sponsor’s address | 222 SOUTH NINTH STREET, SUITE 350, MINNEAPOLIS, MN, 55402 |
Plan administrator’s name and address
| Administrator’s EIN | 043672881 |
| Plan administrator’s name | JOSEPH J. PLESE |
| Plan administrator’s address | 222 SOUTH NINTH STREET, SUITE 350, MINNEAPOLIS, MN, 55402 |
| Administrator’s telephone number | 6123346323 |
Signature of
| Role | Plan administrator |
| Date | 2013-10-11 |
| Name of individual signing | JOSEPH PLESE |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2013-10-11 |
| Name of individual signing | PATRICIA BARTHOLOMEW |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2002-05-30 |
| Business code | 523120 |
| Sponsor’s telephone number | 6123346323 |
| Plan sponsor’s address | 222 SOUTH NINTH STREET, SUITE 350, MINNEAPOLIS, MN, 55402 |
Plan administrator’s name and address
| Administrator’s EIN | 043672881 |
| Plan administrator’s name | JOSEPH J. PLESE |
| Plan administrator’s address | 222 SOUTH NINTH STREET, SUITE 350, MINNEAPOLIS, MN, 55402 |
| Administrator’s telephone number | 6123346323 |
Signature of
| Role | Plan administrator |
| Date | 2012-10-11 |
| Name of individual signing | JOSEPH PLESE |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2012-10-11 |
| Name of individual signing | PATRICIA BARTHOLOMEW |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2002-05-30 |
| Business code | 523120 |
| Sponsor’s telephone number | 6123346323 |
| Plan sponsor’s address | 222 SOUTH NINTH STREET, SUITE 350, MINNEAPOLIS, MN, 55402 |
Plan administrator’s name and address
| Administrator’s EIN | 043672881 |
| Plan administrator’s name | JOSEPH J. PLESE |
| Plan administrator’s address | 222 SOUTH NINTH STREET, SUITE 350, MINNEAPOLIS, MN, 55402 |
| Administrator’s telephone number | 6123346323 |
Signature of
| Role | Plan administrator |
| Date | 2011-07-21 |
| Name of individual signing | JOSEPH J. PLESE |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2011-07-21 |
| Name of individual signing | PATRICIA BARTHOLOMEW |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2002-05-30 |
| Business code | 523120 |
| Sponsor’s telephone number | 6123346323 |
| Plan sponsor’s address | 222 SOUTH NINTH STREET, SUITE 350, MINNEAPOLIS, MN, 55402 |
Plan administrator’s name and address
| Administrator’s EIN | 043672881 |
| Plan administrator’s name | JOSEPH J. PLESE |
| Plan administrator’s address | 222 SOUTH NINTH STREET, SUITE 350, MINNEAPOLIS, MN, 55402 |
| Administrator’s telephone number | 6123346323 |
Signature of
| Role | Plan administrator |
| Date | 2010-10-08 |
| Name of individual signing | JOSEPH J. PLESE |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2010-10-08 |
| Name of individual signing | PATRICIA BARTHOLOMEW |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role | Address |
|---|---|---|
| BRADLEY BAKER | Manager | 222 S. 9TH STR - SUITE 350, MINNEAPOLIS, MN 55402, USA |
| Filing Name | Filing date |
|---|---|
| Conversion to 322C Due to Statute Mandate – Limited Liability Company (Domestic) | 2018-01-01 |
| Annual Reinstatement - Limited Liability Company (Domestic) | 2006-05-05 |
| Administrative Termination - Limited Liability Company (Domestic) | 2006-01-11 |
| Registered Office and/or Agent - Limited Liability Company (Domestic) | 2005-01-07 |
| Original Filing - Limited Liability Company (Domestic) | 2002-05-30 |
| Limited Liability Company (Domestic) Business Name (Business Name: Craig-Hallum Capital Group LLC) | 2002-05-30 |
Date of last update: 24 Dec 2024
Sources: Minnesota's Official State Website
